3,560 material Form 8-K filings that 2,489 companies we cover made with the SEC in October 2026, each read and summarized by AI: what happened, the key figures, whether it reads positive or negative for shareholders, and how big a deal it is (impact 1-5). 2,508 of them were written later, when past filings were added: a selection, not every 8-K of the month (see the note below).
Effective October 26, 2026, Bruce Lederman resigned from the board of Global Indemnity Group, LLC, where he chaired the Enterprise Risk Management Committee. Jessica E. Buss was appointed by Fox Paine as a Designated Director and became chair of that committee, with a term running until December 31, 2026. The filing describes a board seat change only and gives no financial results.
Bruce Lederman resigned as a Fox Paine Designated Director effective October 26, 2026
Jessica E. Buss appointed Designated Director effective October 26, 2026, and named ERM Committee Chair
Buss's term runs from October 26, 2026 to December 31, 2026, and she is not subject to stockholder election
The company issued a news release on October 27, 2026, furnished as Exhibit 99.1
Aptevo Therapeutics filed a prospectus supplement under its existing Form S-3 shelf registration covering up to $2,309,834 of common stock to be sold through an at-the-market program with Roth Capital Partners. The company said it had previously sold 303,157 shares for gross proceeds of $11.8 million under the same agreement, so new sales could dilute existing shareholders.
Offering of up to $2,309,834 in common stock under the April 28, 2025 At The Market Offering Agreement with Roth Capital Partners, LLC
Prior sales under the agreement: 303,157 shares for aggregate gross proceeds of $11.8 million
Paul Hastings LLP issued a legal opinion on the shares, filed as Exhibit 5.1
Filing dated October 30, 2026; 8-K signed November 2, 2026
A Delaware Court of Chancery granted FBB Holdings I's motions and enjoined Destination XL from terminating its merger agreement with FBB while the court makes further expedited determinations. The order is temporary and not a ruling on the merits, and DXL says it believes FBB's claims are without merit and will defend against them.
The Court of Chancery held a hearing on October 29, 2026 and granted both motions after it.
The merger agreement, dated December 11, 2025, allows either party to terminate if the merger is not completed by October 30, 2026.
FBB filed its complaint on October 26, 2026; DXL filed an answer and counterclaims on October 28, 2026.
DXL's preliminary proxy statement was filed July 17, 2026 and amended most recently on October 19, 2026.
Digital Brands Group received a notice of default on October 29, 2026 from the holder of its unsecured convertible note, which asserts the full note is immediately due at 120% of outstanding amounts. The holder says it will start legal proceedings unless it receives an acceptable extension proposal by the end of October 29, 2026, and the company disputes some of the assertions while evaluating its options.
Note principal is $3,529,412, issued July 23, 2026 under a Securities Purchase Agreement with Shakawe Capital LLC.
Holder cites a missed $1,000,000 partial payment due October 23, 2026 and a registration statement not filed by August 7, 2026.
Holder asserts the Mandatory Default Amount is 120% of outstanding principal, accrued interest and other amounts, with default interest of 20% per annum.
Company disputes certain assertions and says a material adverse effect on liquidity is possible if the note is accelerated or legal proceedings begin.
Oxford Industries amended its $325 million asset-based revolving credit agreement on October 29, 2026, extending the maturity from March 6, 2028 to October 29, 2031. The filing says effective interest rates are unchanged and the amendment adds flexibility for acquisitions, investments and restricted payments, which gives the company a longer runway for its borrowing base.
Maturity extended from March 6, 2028 to October 29, 2031
Facility size is $325 million; effective interest rates remain unchanged
SOFR credit spread adjustment removed from the interest rate calculation
Amendment adds flexibility for acquisition, investment and restricted payment conditions
On October 30, 2026, Essential Properties, L.P., a subsidiary of Essential Properties Realty Trust, issued $517.5 million of senior unsecured exchangeable notes, including $67.5 million from the full exercise of the initial purchasers' option. The notes mature on January 15, 2032, and are exchangeable into the company's common stock at an initial price of about $30.88 per share, with the issuer able to settle in cash, shares, or a combination. For shareholders, this adds significant debt and could lead to future share issuance if the notes are exchanged.
Aggregate principal of $517.5 million, including $67.5 million from the full exercise of the initial purchasers' option
4.375% annual interest, paid semi-annually on January 15 and July 15, beginning July 15, 2027; maturity January 15, 2032
Initial exchange rate of 32.3860 shares per $1,000 principal, or about $30.88 per share
Registration rights agreement requires a resale registration statement to become effective within 180 days
Digital Realty is registering the resale of certain common shares issued as consideration for its previously disclosed acquisition, on October 19, 2026, of about 16% of the interests in its Teraco joint venture. The acquisition followed a put right exercised by certain third-party joint venture partners. The filing is administrative: it sets up a prospectus supplement for the resale and does not report new financial results or a price for the shares.
Acquisition of approximately 16% of Teraco joint venture interests occurred on October 19, 2026, via a put right exercised by third-party partners.
Shares of common stock, $0.01 par value, issued as deal consideration are being registered for resale under a prospectus supplement filed October 30, 2026.
Venable LLP legal opinion on Maryland law issues is filed as Exhibit 5.1, with consent included in Exhibit 23.1.
Richmond Mutual Bancorporation reported third quarter 2026 net income of $1.7 million, or $0.11 per diluted share, down from $2.2 million, or $0.22, in the second quarter and $3.6 million, or $0.36, in the third quarter of 2025. The decline was driven mainly by a $6.1 million provision for credit losses and $3.0 million of nonrecurring merger-related expenses, while net interest income rose to $22.8 million after the July 1, 2026 Farmers Bancorp merger.
Net income $1.7 million, or $0.11 diluted EPS, versus $0.22 in Q2 2026 and $0.36 in Q3 2025
Provision for credit losses $6.1 million, compared with $823,000 in Q2 2026
Net interest income rose 89.2% to $22.8 million from $12.1 million in Q2 2026
Merger with Farmers Bancorp completed July 1, 2026; total assets $2.60 billion at September 30, 2026
Vistagen Therapeutics implemented a Board-approved workforce reduction of about 31% on October 26, 2026, keeping staff needed for the U.S. Phase 3 development of fasedienol for social anxiety disorder. The company expects severance and termination costs of about $1.0 million and annual salary and benefit savings of about $3.2 million, and it may incur additional costs not yet contemplated.
Workforce reduced by approximately 31%, implemented October 26, 2026
Estimated severance and termination costs of approximately $1.0 million
Expected annual salary and benefits savings of approximately $3.2 million
Retained capabilities support fasedienol Phase 3 and Phase 2 programs for itruvone and refisolone
Ingersoll Rand's board approved an amended employment agreement with Chairman and CEO Vicente Reynal that extends his initial term to February 29, 2032, raises his base salary from $1.1 million to $1.2 million, and adds a performance-based equity award. The filing also reports that Senior Vice President Michael Weatherred retired effective immediately, and that Scott Watson and Shaun Carlson were promoted to group president roles. For shareholders, the new CEO award vests only if Adjusted EPS grows at a compound annual rate of at least 8% to 10% over five years.
Reynal's base salary rises from $1.1 million to $1.2 million; target bonus stays at 150% of base salary
Expected grant on November 23, 2026 of 226,098 performance stock units, valued at about $17.1 million, vesting on Adjusted EPS CAGR of 8% (50%) to 10% (100%) over 2027-2031
Michael Weatherred retired effective immediately after notice on October 27, 2026, and will serve in an advisory role through May 2028
Scott Watson and Shaun Carlson named senior vice presidents and group presidents, both internal promotions reporting to Reynal
Copley Acquisition Corp has moved its extraordinary general meeting from October 29 to November 2, 2026, to seek shareholder approval of an extension of its deadline to complete a business combination by up to 12 one-month periods, through November 2, 2027. The sponsor raised its contribution to the trust account from $150,000 to $200,000 per monthly extension, and the company waived its right to withdraw up to $100,000 of trust interest for dissolution expenses and interest for tax expenses, which the filing says is meant to give holders who voted against the proposals time to reverse their votes.
Meeting adjourned from 11:00 a.m. Eastern on October 29, 2026, to 11:00 a.m. Eastern on November 2, 2026.
Proposed extension allows up to 12 monthly extensions, from November 2, 2026, to November 2, 2027.
Sponsor's contribution per one-month extension revised from $150,000 to $200,000.
Company waived its right to withdraw up to $100,000 of trust interest for dissolution expenses and interest for tax expenses.
Dauch Corporation preliminarily reported a third-quarter 2026 net loss attributable to Dauch of $42 million to $47 million and Adjusted EBITDA of $355 million to $360 million, ahead of full results due November 6, 2026. It lowered its full-year 2026 Adjusted EBITDA target to $1.350 billion to $1.375 billion from $1.360 billion to $1.425 billion, citing production volatility, rising inflation and higher energy costs, while raising its full-year sales target. The lower profit outlook matters to shareholders because it reduces expected earnings for the year.
Q3 2026 net loss attributable to Dauch expected at $42 million to $47 million; Adjusted EBITDA expected at $355 million to $360 million.
Full-year 2026 Adjusted EBITDA target cut to $1.350 billion to $1.375 billion from $1.360 billion to $1.425 billion.
Full-year 2026 sales target raised to $10.8 billion to $10.875 billion from $10.6 billion to $10.8 billion, including metal market pass-throughs.
Full third-quarter results and conference call scheduled for 10:00 a.m. ET on November 6, 2026.
Cyngn Inc. told Nasdaq that its audit committee will fall to two members when director Karen Macleod's resignation takes effect, below Nasdaq's three-member requirement. The company expects until the earlier of its next annual meeting or November 3, 2027 to regain compliance by appointing a qualified independent director.
Macleod, Audit Committee Chair, will not stand for re-election at the November 3, 2026 Annual Meeting and resigns when the polls close
Nasdaq Listing Rule 5605(c)(2)(A) requires at least three audit committee members, including one financially sophisticated member
Cyngn expects a compliance deadline of the earlier of its next annual meeting or November 3, 2027
Macleod said her decision was not the result of any disagreement with the company
Porch Group and its affiliate Porch Reciprocal Exchange entered an agreement with StoneX Financial to sell shares of Porch common stock from time to time through an at-the-market program. The Reciprocal can sell up to 10 million shares it holds, and the company can issue up to 5 million new shares, which could add to the outstanding share count. Porch receives no proceeds from the Reciprocal's sales, and neither party is required to sell any shares.
Reciprocal may sell up to 10 million shares it currently holds, about 16.2 million shares total
Company may issue and sell up to 5 million new shares; proceeds go to Porch for general corporate purposes
Sales agent is paid a 1.5% cash commission on gross proceeds, plus certain expenses
Shares are offered under Form S-3 Registration No. 333-299730, with the agreement dated October 30, 2026
Western Alliance Bancorporation's Board declared a quarterly cash dividend of $0.46 per common share, payable November 27, 2026 to holders of record on November 12, 2026. The Board also declared a quarterly dividend of $209.00 per share of its 4.250% Series A preferred stock, payable December 30, 2026 to holders of record on December 15, 2026. The filing is a routine dividend declaration and does not report financial results.
Common stock dividend: $0.46 per share, payable November 27, 2026; record date November 12, 2026
Preferred stock dividend: $209.00 per share, equal to $0.5225 per depositary share, payable December 30, 2026; record date December 15, 2026
Declared by unanimous written consent of the Board dated October 30, 2026
OpenWorld, Inc. filed an 8-K attaching a legal opinion from its counsel, Harter, Secrest & Emery LLP, on the validity of shares issued and sold in an offering tied to a prospectus supplement. The filing is administrative and does not state offering size, price, or proceeds.
Legal opinion from Harter, Secrest & Emery LLP covers validity of the shares in the offering, attached as Exhibit 5.1
Filing made in connection with a Prospectus Supplement; the 8-K gives no offering size, price, or proceeds
Signed October 30, 2026 by Chief Financial Officer Gerard Hernandez
Rapport Therapeutics closed an underwritten offering of common stock and pre-funded warrants and a $172.5 million offering of 2.25% convertible senior notes due 2032 on October 30, 2026. The company estimates net proceeds of about $215.7 million from the stock offering and $166.8 million from the notes, which it plans to use mainly to fund clinical trials of RAP-219, and it expects these funds plus existing cash to support operations through the end of 2029. Shareholders face dilution from the new shares and the potential conversion of the notes, and the company now carries a new debt obligation.
Stock offering: 8,333,334 firm shares at $21.00 each, plus 1,428,571 option shares exercised in full on October 28, 2026, and pre-funded warrants for up to 1,190,476 shares
Estimated net proceeds of $215.7 million from the stock offering and $166.8 million from the notes
$172.5 million of 2.25% convertible senior notes due December 1, 2032, with an initial conversion price of about $26.7750 per share
Notes offering closed October 30, 2026; the company says proceeds will fund operations through the end of 2029
K&F Growth Acquisition Corp. II moved its extraordinary general meeting from November 3 to November 4, 2026, and extended the shareholder redemption deadline to November 2, 2026. It also amended its proposed extension so the end date is August 6, 2027, instead of February 7, 2028, and entered non-redemption agreements with investors that the company says are expected to increase the funds remaining in its trust account.
Meeting moved from Tuesday, November 3, 2026 to Wednesday, November 4, 2026, at 11:00 a.m. Eastern Time
Redemption deadline extended to Monday, November 2, 2026, at 5:00 p.m. Eastern Time
Proposed extension end date changed from February 7, 2028 to August 6, 2027
Non-redemption agreements provide one surviving company share per six public shares not redeemed if the business combination closes by May 6, 2027, and one per thirty public shares if it closes later
Annovis Bio received a New York Stock Exchange notice on October 29, 2026, that it no longer meets continued listing standards because its 30-day average market capitalization and stockholders' equity were both below $50 million. The company has 9 months to regain compliance, and its common stock will keep trading under the symbol ANVS with a ".BC" designation while it works on a plan.
NYSE notice received October 29, 2026, under Section 802.01B of its Listed Company Manual
30-day average market capitalization was approximately $48.4 million as of October 28, 2026
Stockholders' deficit was approximately $(4.3) million as of June 30, 2026
Company must submit a compliance plan within 45 days of the notice; cure period is 9 months
Alset Inc. received a Nasdaq notice on October 28, 2026, because its closing bid price was below $1.00 for 30 consecutive trading days. The company has until April 26, 2027 to regain compliance, and the notice has no immediate effect on its listing, but failure to comply could lead to delisting proceedings.
Nasdaq notice dated October 28, 2026 cites a closing bid price below $1.00 for 30 consecutive trading days
Compliance deadline is April 26, 2027; regaining it requires a closing bid of at least $1.00 for 10 consecutive business days
The company previously announced a planned 1-for-5 reverse stock split and expects to announce its timing soon
TriCo Bancshares stockholders voted on October 29, 2026 to approve the merger agreement with First Hawaiian, Inc., under which TriCo will merge into First Hawaiian. First Hawaiian shareholders also approved the share issuance, and the companies expect the transaction to close later in 2026, subject to remaining closing conditions. The vote clears a key stockholder approval step but does not complete the deal.
Merger Proposal approved: 24,113,014 for, 223,343 against, 29,594 abstain
Non-binding Compensation Proposal approved: 22,950,706 for, 1,287,428 against, 127,816 abstain
Record date September 11, 2026; 31,966,630 shares outstanding; 24,365,951 shares present, constituting a quorum
Companies expect the transaction to close later in 2026, subject to remaining customary closing conditions
GridAI Technologies entered into Amendment No. 4, effective September 1, 2026, to its CFO consulting agreement with BPC Consulting Ltd., under which Anna Skowron serves as interim Chief Financial Officer. The amendment sets a fixed monthly retainer of $27,000 and grants up to 250,000 restricted stock units that vest over time, subject to continued service. Shareholders would bear these costs and potential share issuance, and the filing does not quantify the total value or dilution.
Fixed monthly retainer of $27,000 effective September 1, 2026, replacing the hourly rate and separate billing for hours above 30 per week.
Up to 250,000 RSUs, including 75,000 vesting September 1, 2026, and 25,000 each quarter-end from March 31, 2027 through December 31, 2027.
Agreement term runs through August 31, 2027, with automatic one-year renewals; the company may terminate on six months' notice.
Board may consider additional RSU grants to Ms. Skowron in calendar 2027 but is not obligated to do so.
HF Sinclair agreed to repurchase 2,350,000 common shares from its largest holder, REH Advisors Inc., at $109.37 per share, or about $257 million in total, with completion expected on or around November 3, 2026. The filing says the REH Parties are expected to fall below the 5%-to-15% ownership range that gives them a right to designate a Board member, which could lead to that designee offering to resign by early 2027.
Shares: 2,350,000 common shares at $109.37 each, about $257 million total, funded with cash on hand
Expected completion: on or around November 3, 2026; shares will be held as treasury stock
Program status: $766 million repurchased to date under the $1.5 billion program authorized August 26, 2026, leaving about $734 million
Board: REH Designee must offer to resign within 30 days after January 13, 2027 if REH Parties remain below the 15% designation threshold
On October 28, 2026, Omeros's Compensation Committee granted CEO Gregory A. Demopulos an option to buy up to 500,000 shares, vesting only if stock-price hurdles of $25.00 to $40.00 are met and he remains in service. The committee cited his 2025 achievements, including FDA approval of YARTEMLEA and the sale of zaltenibart to Novo, and said the award was set below peer-level long-term incentives. For shareholders, the award pays out only if the stock rises substantially, but any shares issued on exercise would dilute existing holders.
Option covers up to 500,000 shares of common stock, with an exercise price of $17.88, the October 28, 2026 closing price
Four tranches vest at 30-day volume-weighted average prices of $25.00, $30.00, $35.00 and $40.00, about 40%, 68%, 96% and 124% above the grant-date close
Time condition: 25% of each tranche becomes eligible one year after grant, with the remainder vesting in monthly installments over the following 36 months
Jaguar Uranium Corp. disclosed that its board granted stock options on October 29, 2026 to three senior officers: Steven Gold, President and CEO; Luis Ducassi, Executive Chairman; and William Avery, CFO. The options are exercisable at $1.00 per share and vest in three equal tranches, with one-third vested on the grant date, so the awards dilute existing shareholders only as the options are exercised.
Steven Gold, President and CEO, received options to purchase 400,000 Class A common shares.
Luis Ducassi, Executive Chairman, received options to purchase 125,000 common shares; William Avery, CFO, received options to purchase 200,000 common shares.
Each option has an exercise price of $1.00 per share; one-third vested on October 29, 2026, with the rest vesting on April 29, 2027 and October 29, 2027.
Each tranche is exercisable for five years from its vesting date, expiring October 29, 2031, April 29, 2032 and October 29, 2032.
LiveOne disclosed that Craig Christensen, its interim chief financial officer, interim treasurer, interim secretary and acting principal accounting officer, is leaving to pursue another professional opportunity, effective October 30, 2026. The company says the departure is not due to any dispute and that it has started a search for a successor, so finance leadership remains in interim roles for now.
Craig Christensen held interim CFO, interim treasurer, interim secretary and acting principal accounting officer roles.
He notified the company on October 26, 2026; departure is effective October 30, 2026.
The company states the exit is not the result of any dispute.
LiveOne has commenced a search for a qualified successor; no successor is named in the filing.
SmartFinancial's board declared a regular quarterly cash dividend of $0.09 per share on October 30, 2026. The dividend is payable December 1, 2026, to shareholders of record at the close of business on November 16, 2026. The filing describes it as a regular quarterly dividend and does not include earnings or guidance.
Quarterly cash dividend of $0.09 per share declared October 30, 2026
Payable December 1, 2026
Record date is the close of business on November 16, 2026
NextNRG, Inc. filed a Certificate of Change with the Nevada Secretary of State to carry out a 1-for-10 reverse stock split of its common stock, effective 12:01 a.m. Eastern Time on October 30, 2026. The filing says the split reduces outstanding common shares from approximately 16.84 million to approximately 1.68 million and cuts authorized common shares from 500 million to 50 million, so each shareholder's share count falls tenfold while the company's authorized capital is reduced proportionally.
Every 10 shares of common stock will be combined into one share, effective 12:01 a.m. ET on October 30, 2026.
Outstanding common shares fall from approximately 16.84 million to approximately 1.68 million; authorized common shares fall from 500 million to 50 million.
New CUSIP number is 652941303; the stock continues to trade as NXXT on Nasdaq on a split-adjusted basis when the market opens October 30, 2026.
No fractional shares will be issued; fractional entitlements are rounded up to one whole share, and no cash will be paid for fractions.
T1 Energy filed a prospectus supplement covering the resale of common stock that may be issued if a selling stockholder converts $50.0 million of 4.75% Convertible Senior Notes due 2031. The company says it would receive no proceeds from any resale and will issue no securities under this filing, so the main shareholder effect is the potential for additional shares to enter the market.
Resale covers 13,440,860 shares of common stock, including maximum make-whole shares
The notes were issued to the selling stockholder on September 30, 2026 under an indenture dated July 31, 2026
The company would receive no proceeds from any sale by the selling stockholder
Filing includes a Skadden, Arps legal opinion on the validity of the shares (Exhibit 5.1)
Utz Brands disclosed that CEO Howard Friedman will leave the company after the merger with Intersnack-linked buyers closes, with his employment expected to end November 30, 2026, and that he will leave the board at closing. The company also said board member B. John Lindeman received an offer to become CEO of Utz's post-closing operating company, subject to closing and a written employment agreement.
Friedman's employment is expected to end November 30, 2026, contingent on the merger closing; he leaves the board at closing
Friedman said his decision was not due to any disagreement with the company, Parent, or continuing stockholders
Lindeman received a letter agreement on October 29, 2026 offering the CEO role at Company LLC, with a contemplated start of November 30, 2026
Special meeting of stockholders is scheduled for November 13, 2026; two stockholder complaints were filed October 22, 2026, which the company says are without merit
Pioneer Bancorp reported third quarter 2026 net income of $85,000, or about $0.00 per share, down from $4.3 million, or $0.18 per share, a year earlier. The drop reflects a $6.2 million litigation-related expense tied to agreements in principle to resolve claims by Southwestern Payroll, Granite Solutions and NatPay, while net interest income rose 16.9% to $23.6 million.
Q3 2026 net income was $85,000 versus $4.3 million in Q3 2025; nine-month net income was $8.9 million, or $0.36 per diluted share, versus $16.5 million, or $0.67, a year earlier
Litigation-related expense of $6.2 million was recognized in the quarter; agreements in principle were reached in October 2026, subject to definitive settlement agreements
Net interest income rose $3.4 million, or 16.9%, to $23.6 million, and net interest margin was 4.26%, up 10 basis points
Noninterest expense rose 57.4% to $27.7 million; total deposits reached $2.13 billion, up 22.5% from December 31, 2025
ArcBest's Board of Directors approved a quarterly cash dividend of $0.12 per share, announced in an October 30, 2026 press release. The dividend is payable to holders of record on November 13, 2026, with payment on November 27, 2026. The filing describes a routine shareholder payout and does not include financial results or guidance.
Quarterly cash dividend of $0.12 per share declared October 30, 2026
Cable One expanded its board from eight to nine seats and elected Paul Keglevic, 72, as a director effective immediately. He was also named to a special committee evaluating strategic alternatives, which signals the board is working through a strategic review.
Board increased from eight to nine directors; Paul Keglevic, 72, elected effective October 30, 2026
Keglevic to receive a monthly cash fee of $40,000, plus $7,500 per diem for extra duties
Keglevic named to a special committee of the Board established to evaluate strategic alternatives
Previously CEO of Energy Future Holdings Corp. (2016-2018) and former audit partner at PricewaterhouseCoopers LLP
Xcel Energy entered into a new equity distribution agreement on October 30, 2026, allowing it to sell up to $6.0 billion of common stock through sales agents, including forward sale arrangements. The filing also terminated its prior at-the-market program dated May 1, 2026, while forward sale agreements from earlier programs remain outstanding, so shareholders should note the potential for additional shares to be issued.
Up to $6.0 billion aggregate gross sales price of common stock (par value $2.50 per share) under the new Equity Distribution Agreement dated October 30, 2026
Prior at-the-market program dated May 1, 2026 was terminated; about $448.6 million of shares remained unsold at termination
About $3.8 billion of shares remain subject to outstanding forward sale agreements from the prior program, and about $2.2 billion from an August 1, 2025 agreement
Xcel Energy will not initially receive proceeds from borrowed shares sold under forward agreements; proceeds are expected on future physical settlement
On October 29, 2026, Public Storage and its subsidiary PSOC agreed to sell $500 million of senior notes due November 15, 2036, through underwriters led by BofA Securities, BNP Paribas and Morgan Stanley. The company expects to use the net proceeds to repay commercial paper and to partly repay $650 million of PSOC's 1.500% notes due 2026 at maturity. The notes add new debt, and the offering is expected to close on November 6, 2026, subject to customary conditions.
$500 million senior notes due November 15, 2036, bearing interest at 5.600% a year, issued by PSOC and guaranteed by Public Storage
Notes issued at 98.293% of par value; interest paid semi-annually on May 15 and November 15, starting May 15, 2027
Proceeds to repay amounts under PSOC's $1.0 billion commercial paper program and partly repay $650 million of 1.500% notes due 2026
Citizens Financial Group's Audit Committee approved replacing Deloitte & Touche LLP with PricewaterhouseCoopers LLP as the company's independent auditor. The dismissal takes effect after Deloitte completes its audits for fiscal 2026, and PwC will audit fiscal 2027; the filing reports no disagreements or reportable events and no adverse or qualified Deloitte opinions for 2024 and 2025.
Audit Committee approved the change on October 28, 2026.
Deloitte's audit reports for fiscal 2025 and 2024 contained no adverse opinion, disclaimer, or qualification.
Filing reports no disagreements or reportable events with Deloitte in 2024, 2025, or through October 28, 2026.
Deloitte's letter dated October 30, 2026 is filed as Exhibit 16.1.
First Hawaiian stockholders approved issuing common stock as merger consideration to TriCo Bancshares shareholders at a virtual special meeting on October 29, 2026. The vote was 95,918,417 for and 118,718 against, so no adjournment was needed. Completion still depends on remaining customary closing conditions, and the companies expect the transaction to close later in 2026.
FTI Consulting reported record third-quarter 2026 revenues of $1.013 billion, driven by growth across all five business segments, while net income declined due to a $46.0 million special charge for restructuring. The company reaffirmed its full-year 2026 revenue guidance between $3.940 billion and $4.100 billion while raising its adjusted EPS guidance range to between $9.50 and $10.00. Shareholders also saw share repurchases of 523,588 shares for $79.4 million during the quarter.
Q3 2026 revenues reached a record $1.013 billion, a 5.9% increase compared to $956.2 million in the prior year quarter.
Net income for the quarter was $63.4 million, down from $82.8 million in the prior year quarter, impacted by a $46.0 million special charge.
The company raised its full-year 2026 Adjusted EPS guidance range to between $9.50 and $10.00.
During the quarter, the company repurchased 523,588 shares of common stock at an average price of $151.55 per share for a total cost of $79.4 million.
Vivani Medical said its wholly owned subsidiary Cortigent will merge into a ClearOne subsidiary under a previously announced agreement. Closing still depends on final regulatory approval, and the parties expect it to occur shortly after that approval is received.
Vivani had anticipated the Transaction closing in October 2026.
Closing remains subject to receipt of final regulatory approval.
The filing gives no deal value, financial terms or regulatory timeline.
Sow Good Inc. and its subsidiary Sow Good Tanzania entered a second extension letter to the April 2026 share purchase agreement with Ryzon Materials and related sellers. The letter moves the agreement's Sunset Date to December 15, 2026, giving the parties more time to complete the transaction. The filing does not describe the deal's terms or the reasons for the extension, so shareholders have no new financial figures to assess.
Second Extension Letter dated October 30, 2026, amends the Sunset Date of the Share Purchase Agreement to December 15, 2026.
The original Share Purchase Agreement is dated April 20, 2026, and was amended August 21, 2026 and October 15, 2026.
Sellers include Ryzon Materials Limited, Uranex Tanzania Limited, Magnis Technologies (Tanzania) Limited and Uranex ESIP Pty Limited.
The full letter is filed as Exhibit 10.1 to the 8-K.
Bogota Financial Corp. reported third-quarter 2026 net income of $473,000, or $0.04 per share, up slightly from $455,000 a year earlier, and nine-month net income of $1.9 million, or $0.15 per share, up 36% from $1.4 million. Total deposits fell 10.9% to $581.3 million, while non-performing assets rose to $28.3 million from $15.1 million at December 31, 2025, which shareholders may weigh alongside the higher earnings.
Q3 2026 net income of $473,000 ($0.04 per share) versus $455,000 ($0.04 per share) in Q3 2025; nine-month net income of $1.9 million ($0.15 per share) versus $1.4 million ($0.11 per share).
Net interest income rose 13.9% to $12.7 million for the nine months ended September 30, 2026.
Total deposits decreased $71.2 million, or 10.9%, to $581.3 million; FHLB advances rose $47.4 million to $140.7 million.
Non-performing assets increased to $28.3 million from $15.1 million at December 31, 2025; the company completed its stock repurchase program, buying 237,590 shares for $2.1 million.
Proficient Auto Logistics appointed Steven Hansen, co-founder of Hansen & Adkins, to its Board of Directors effective October 30, 2026. The Board determined Mr. Hansen is not independent because of his business ties to the Company, including leases with entities he partly owns and the August 2026 acquisition of Hansen & Adkins, so he is not expected to join any Board committees.
Mr. Hansen will serve until the 2027 annual meeting and has agreed to waive Board compensation.
He owns a 50% equity interest in each of two lessors; the aggregate annual lease value is approximately $1.2 million with 3611 Farquhar Investments, LLC and approximately $180,000 with 480 Dick Buchanan Street, LLC.
His advisory employment agreement, dated August 14, 2026, provides compensation at a prorated annual rate of $250,000 through December 31, 2026.
The Company paid an upfront price of approximately $130 million for Hansen & Adkins, including about $75 million of assumed debt, and issued 421,354 shares to Mr. Hansen as part of the consideration.
Equity LifeStyle Properties said Patrick Waite will succeed Marguerite Nader as President and Chief executive officer effective January 1, 2027, and Waite will also join the Board. Nader will remain on the Board as Executive Vice Chair, and David Eldersveld will become Chief Operating Officer, as part of a multi-year succession plan. The filing reports no financial results or guidance changes.
Nader ceases to be Vice Chairman and CEO on December 31, 2026 and becomes Executive Vice Chair of the Board on January 1, 2027.
Waite, 60, becomes President and CEO on January 1, 2027 and is elected to the Board, which increases from nine to ten directors.
Waite's approved 2027 base salary is $614,935, with bonus potential of 290% of base salary; Eldersveld's is $476,558, with bonus potential of 220%.
The Board declared a fourth quarter 2026 dividend of $0.5425 per share, payable January 8, 2027 to holders of record on December 24, 2026.
Standex reported fiscal first-quarter 2027 sales of $232.6 million, up 7.0% from a year earlier, and GAAP diluted EPS of $1.99 versus $1.25. The company raised its fiscal 2027 outlook and authorized a new $100 million share repurchase program, which matters to shareholders because it signals higher expected earnings growth and a larger buyback capacity.
Net sales were $232.6 million, up 7.0% year over year; organic growth was 12.4%
Adjusted diluted EPS was $2.41, up 21.1% from $1.99; GAAP diluted EPS was $1.99 versus $1.25
Fiscal 2027 outlook raised to high-single-digit total sales growth, from mid-to-high single digits, with adjusted EPS now expected to grow high teens
Board authorized up to $100 million in share repurchases on October 27, 2026, replacing the approximately $23.5 million remaining under the prior authorization
U.S. Bancorp filed a Certificate of Designations on October 29, 2026 to create its Series P Fixed Rate Reset Non-Cumulative Perpetual Preferred Stock, then closed the sale of 1,000,000 depositary shares on October 30, 2026. Each depositary share represents 1/25th of a share of the preferred stock, and the preferred has a $25,000 liquidation preference per share. The filing is a financing disclosure with no stated effect on reported results, but it adds a new class of senior equity ahead of common shareholders.
Certificate of Designations for Series P preferred stock filed October 29, 2026
Sale of 1,000,000 depositary shares closed October 30, 2026; each represents 1/25th of a preferred share
Preferred stock carries a $25,000 liquidation preference per share
Underwriters include U.S. Bancorp Investments, Barclays Capital and Morgan Stanley & Co.; U.S. Bank Trust Company is depositary
Procter & Gamble closed an underwritten public offering of four series of notes totaling $4.0 billion on October 30, 2026, issued under its existing Form S-3 shelf registration. The filing discloses only the offering terms and attached legal opinions, and does not state the use of proceeds.
$750 million of 5.125% notes due October 30, 2031, and $750 million of 5.300% notes due October 30, 2033
$1.25 billion of 5.450% notes due October 30, 2036, and $1.25 billion of 5.900% notes due October 30, 2056
Issued under Registration Statement on Form S-3 (Registration No. 333-299472)
Legal opinions from Travonte Warren and Fried, Frank, Harris, Shriver & Jacobson LLP are filed as exhibits
SunPower completed its acquisitions of Sunder Energy and Ambia Energy in September and November 2025 and filed unaudited pro forma combined financial statements for the year ended December 28, 2025, so they can be included in future registration statements. The pro forma figures show what the combined results would have looked like had both deals and the related financing occurred on January 1, 2025, and they are illustrative only, not a forecast.
Pro forma combined revenue for the year ended December 28, 2025 is $429.7 million, and pro forma net loss from continuing operations is $58.5 million.
Sunder acquisition closed September 24, 2025, with total fair value of consideration of $57.8 million.
Ambia acquisition closed November 21, 2025, with total fair value of consideration of $33.4 million.
The filing does not include a pro forma balance sheet, as the most recent balance sheet already reflects both transactions.
Arch Insurance North America, part of Arch Capital Group, agreed on October 30, 2026 to acquire Premier Dealer Holding Corp., a Dublin, Ohio provider of automotive finance and insurance products. The filing does not disclose the purchase price, and the deal is expected to close by the end of 2026 subject to regulatory approvals and other customary conditions.
Agreement announced October 30, 2026 by Arch Insurance North America to acquire Premier Dealer Holding Corp. and its subsidiaries, including Premier Dealer Services (PDS)
Target is a Dublin, Ohio-based provider of automotive Finance and Insurance (F&I) products and services
Transaction expected to close by the end of 2026, subject to regulatory approvals and other customary closing conditions
After closing, PDS is expected to operate as a standalone business within Arch Insurance's Consumer Division; the filing gives no purchase price
Enova International and certain subsidiaries amended their secured asset-backed revolving credit facility with Bank of Montreal as administrative agent through a Fourth Amendment dated October 30, 2026. The amendment increases the total commitment from $825 million to $900 million, giving the company $75 million more in committed borrowing capacity under the facility.
Total commitment under the revolving credit facility increases from $825 million to $900 million
Amendment dated October 30, 2026, is the Fourth Amendment to the Amended and Restated Credit Agreement
Bank of Montreal serves as administrative agent and collateral agent
Full agreement will be filed as an exhibit to the Form 10-K for the year ending December 31, 2026
Director Glenn E. Corlett notified the Preformed Line Products board on October 28, 2026 that he was retiring effective that day. The board reduced its size to seven directors and appointed current director R. Steven Kestner to the Audit Committee.
Glenn E. Corlett retired from the board effective October 28, 2026, after serving as a director since 2004.
Corlett chaired the Compensation Committee and was a member of the Audit Committee.
The board reduced its size to seven directors following the vacancy.
R. Steven Kestner was appointed to the Audit Committee.
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