Oct 28, 5:00 PM ET
Bank of New York Mellon filed documents establishing and issuing a new Series O Noncumulative Perpetual Preferred Stock, with a liquidation preference of $100,000 per share. The filing also covers an underwriting agreement dated October 19, 2026 for a public offering of 1,250,000 depositary shares, each representing a 1/100th interest in a Series O preferred share. The new terms restrict common dividends and buybacks if preferred dividends are not declared and paid for the last preceding dividend period.
- Certificate of Designations filed in Delaware on October 27, 2026, effective upon filing
- Underwriting agreement dated October 19, 2026 covers 1,250,000 depositary shares
- Series O preferred liquidation preference is $100,000 per share, par value $0.01
- Common dividends and repurchases are restricted if Series O preferred dividends are not declared and paid
Read the filing on SEC.gov ↗
Oct 15, 6:30 AM ET
On October 15, 2026, BNY reported third-quarter 2026 results, with total revenue of $5.7 billion, up 12% from a year earlier and flat from the second quarter. Diluted EPS was $2.34, up 24% year over year but down 4% from $2.45 in the second quarter. The company returned $1.4 billion of capital to common shareholders, which matters to shareholders because it reflects both earnings growth and continued payouts.
- Total revenue of $5.7 billion, up 12% year over year and flat from the second quarter ($5,698 million)
- Diluted EPS of $2.34, up 24% from $1.88 a year earlier but down from $2.45 in the second quarter
- Pre-tax operating margin of 38.5%, compared with 36.4% a year earlier and 39.8% in the second quarter
- Returned $1.4 billion to common shareholders, including $937 million of share repurchases and $436 million of dividends
Read the filing on SEC.gov ↗
Aug 13, 4:31 PM ET
BNY's board elected Vikram Malhotra, a senior partner at McKinsey & Company, as an independent director, effective October 1, 2026. With his addition, the board will have 12 directors, 11 of whom are independent. The filing describes a board seat with customary non-management director compensation and does not report any change to executive officers.
- Board elected Malhotra on August 11, 2026, effective October 1, 2026
- Board will consist of 12 directors, 11 of them independent
- Malhotra has been a senior partner at McKinsey since 1998 and joined the firm in 1986
- He will receive non-management director compensation as described in the March 5, 2026 proxy statement
Read the filing on SEC.gov ↗
Jul 15, 6:30 AM ET
BNY reported second-quarter 2026 results on July 15, 2026, with total revenue of $5.7 billion, up 13% from a year earlier, and diluted earnings per share of $2.45, up 27% from $1.93. Net income applicable to common shareholders rose 22% to $1.7 billion, and the company returned $1.5 billion to common shareholders in the quarter.
- Total revenue of $5,698 million, up 13% year over year and 5% from the first quarter of 2026
- Diluted EPS of $2.45, compared with $1.93 a year earlier and $2.24 in the first quarter of 2026
- Noninterest expense of $3.4 billion, up 7% year over year; pre-tax operating margin of 39.8%
- Returned $1.5 billion to common shareholders: $1.1 billion in share repurchases and $371 million in dividends; CET1 ratio of 11.0%
Read the filing on SEC.gov ↗
Briefs are written by AI from the filing text (each brief's own page names the model) and can contain mistakes — open the filing before acting on anything. Impact (1-5) and tone are the model's reading of the filing for shareholders, not a price forecast. Not investment advice.