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AI brief of an SEC Form 8-K · Pathward Financial (CASH)

Pathward Financial gets Nasdaq notice over late 10-Q filing for Q1 2025

Negative Impact 4 of 5 legal/regulatory Written later

Pathward Financial received a Nasdaq notice on May 22, 2025, saying it is not in compliance with listing rules because it did not timely file its quarterly report for the period ended March 31, 2025. The company needs more time to evaluate the presentation and accounting of certain third-party lending and servicing relationships. Nasdaq says the notice has no immediate effect on the listing or trading of the common stock, but the company must still regain compliance, which may take until November 11, 2025.

Key points

  • Nasdaq notice dated May 22, 2025, cites Listing Rule 5250(c)(1) for failure to timely file the Form 10-Q for the quarter ended March 31, 2025
  • Review covers third-party lending and servicing relationships in the Consumer Solutions business, within held-for-investment loan balances of approximately $280 million as of December 31, 2024
  • Company has 60 days from the notice date to submit a compliance plan; Nasdaq may grant up to 180 calendar days, or until November 11, 2025
  • Nasdaq says the notice has no immediate effect on the listing or trading of the common stock

The filing

CompanyPathward Financial (CASH)
Form8-K, current report
Filed with the SECMay 28, 2025, 9:00 AM ET
Accession number0000907471-25-000058

Items reported: 3.01 Delisting / Listing Rule Notice7.01 Regulation FD Disclosure

Read the filing on SEC.gov ↗

Written by AI on Nov 8, 2026, 6:57 AM ET, from this filing only. Written later: this filing was briefed after the fact, when past filings were added to the site, so the brief may be read with hindsight; the filing itself is the record of what was known on May 28, 2025.

Briefs are written by AI from the filing text and can contain mistakes — open the filing before acting on anything. Impact (1-5) and tone are the AI's reading of the filing for shareholders, not a price forecast. Not investment advice.