AI filing briefs

NUVEEN MUNICIPAL INCOME FUND INC (NMI)

NMI 8-K filings in 2007

Every material Form 8-K NUVEEN MUNICIPAL INCOME FUND INC filed with the SEC in 2007, read and summarized by AI: what happened, the key figures, whether it reads positive or negative for shareholders, and how big a deal it is (impact 1-5). Newest first; each brief links to its own page and to the filing on SEC.gov.

Briefs in 200713 on record in all
Latest filing in 2007Mar 27, 2007legal/regulatory
High impact (4-5)0of 1 brief
ToneNeutral1
Mar 27, 3:13 PM ET

Nuveen Municipal Income Fund receives NYSE notice over missing certification disclosure

Neutral legal/regulatory Written later 3.01

On March 21, 2007, the NYSE notified Nuveen Investments Funds that certain funds, including this one, did not meet a listing standard requiring CEO certification disclosure in their annual shareholder report. The 2006 Form N-CSR omitted the required reference, and the filing supplies the missing disclosure now. The filing describes the issue as administrative and does not report any delisting.

  • NYSE notice dated March 21, 2007 cited Section 303A.12(a) of its Listed Company Manual
  • The 2006 Form N-CSR inadvertently omitted the SOX and NYSE certification references
  • The CEO submitted the annual NYSE CEO Certification; CEO and CFO Section 302 certifications were filed with the SEC
  • Future annual reports will include this disclosure
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