AI filing briefs · archive

8-K filings in September 2026, explained

1,853 material Form 8-K filings that 1,500 companies we cover made with the SEC in September 2026, each read and summarized by AI: what happened, the key figures, whether it reads positive or negative for shareholders, and how big a deal it is (impact 1-5). All of them were written later, when past filings were added: a selection, not every 8-K of the month (see the note below).

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ISPRIspire Technology Inc. Sep 22, 9:34 PM ET

Ispire Technology Files Updated Investor Presentation Citing 33% Q4 Revenue Growth

Neutral other Written later 7.01

Ispire Technology filed an 8-K on September 22, 2026, attaching an updated September 2026 investor presentation (Exhibit 99.1) and furnishing it under Regulation FD. The presentation cites fourth-quarter fiscal 2026 revenue up 33% year over year and operating expenses down 28.6%, but the filing itself reports no new financial results and no change in guidance.

  • Updated investor presentation published September 22, 2026, filed as Exhibit 99.1
  • Presentation shows Q4 FY2026 revenue of $26.7 million, up 33% from $20.1 million in Q4 FY2025
  • Presentation reports operating expenses down 28.6% year over year and $96 million trailing twelve-month revenue as of June 30, 2026
  • Information is furnished under Item 7.01 and is not deemed filed under Section 18 of the Exchange Act
Read the filing on SEC.gov ↗

TYG Sets Up At-the-Market Sale of Up to 2.5 Million Common Shares

Neutral financing Written later 1.01

Tortoise Energy Infrastructure Corporation entered into a distribution agreement with PINE Distributors LLC on September 22, 2026, allowing it to sell up to 2,500,000 common shares from time to time at market prices. UBS Securities LLC is a sub-placement agent under the arrangement. Because new shares would increase the share count, existing shareholders could see their ownership percentage diluted if the shares are sold.

  • Up to 2,500,000 common shares, $0.001 par value, may be sold through PINE Distributors LLC as agent.
  • UBS Securities LLC is the sub-placement agent under an agreement dated September 22, 2026.
  • The offering uses a shelf registration statement filed May 8, 2026, with a prospectus supplement dated September 22, 2026.
  • The filing does not state the price, proceeds, or timing of any sales.
Read the filing on SEC.gov ↗
RIMEAlgorhythm Holdings, Inc. Sep 22, 6:11 PM ET

Algorhythm Holdings ends $1.9 million CCI settlement, terminating share issuance

Mixed other Written later 1.027.01

On September 21, 2026, Algorhythm Holdings and Continuation Capital, Inc. agreed to terminate a July 21, 2026 settlement covering liabilities with an original principal of $1,928,014 that CCI had acquired. The settlement had required the company to issue CCI up to 5,000,000 shares of common stock, so ending it removes that potential share issuance, while the company estimates about $1,418,649 of the covered balance remains due.

  • Settlement agreement dated July 21, 2026 was terminated on September 21, 2026.
  • The company's obligation to issue up to 5,000,000 shares to CCI, until proceeds reached 120% of the Claim Amount, is terminated.
  • The company estimates a remaining balance of approximately $1,418,649 due under the liabilities covered by the settlement.
  • An updated corporate presentation was furnished as Exhibit 99.1 on September 22, 2026.
Read the filing on SEC.gov ↗
FXACFortuneX Acquisition Corp Sep 22, 5:27 PM ET

FortuneX Acquisition agrees to merge with WT Realty in $600 million deal

Neutral m&a Written later 1.017.01

FortuneX Acquisition Corp (FXAC), a blank check company, signed a business combination agreement on September 18, 2026 with WT Realty Group Inc., a real estate brokerage and services platform. Under the deal, FortuneX will domesticate from the Cayman Islands to Delaware and WT Realty will become a wholly owned subsidiary of the combined public company, with shareholders receiving 60,000,000 shares at a $10.00 reference price. The deal is expected to close in the first quarter of 2027 and requires FortuneX shareholder and WT Realty stockholder approvals.

  • Aggregate merger consideration of 60,000,000 PubCo shares, implying an equity value of $600 million at a $10.00 reference price
  • Closing expected in the first quarter of 2027; either party may terminate if closing has not occurred by May 26, 2027
  • Termination fee of $500,000 payable by a breaching party in specified circumstances
  • No executed transaction financing commitment identified as of the filing date
Read the filing on SEC.gov ↗
QVCGQVC Group, Inc. Sep 22, 5:23 PM ET

QVC Group reports $42.3 million loss for Aug. 1-5 in bankruptcy operating report

Negative restructuring Written later 7.01

QVC Group filed a monthly operating report with the Bankruptcy Court on September 21, 2026, covering August 1-5, 2026, after its Chapter 11 plan took effect on August 6, 2026. The unaudited report shows a loss of $42.3 million on gross sales of $295.8 million for those five days, and negative net worth of $5.84 billion. The company says the figures should not be relied on for investment decisions.

  • Gross sales of $295.8 million for August 1-5, 2026, with a loss of $42.3 million for the period.
  • The report shows a cumulative loss of $104.0 million.
  • Cash at period end was $205.4 million, against total liabilities of $7.89 billion and negative net worth of $5.84 billion.
  • The report is unaudited, covers a limited period, and is not intended for investment decisions, according to the filing.
Read the filing on SEC.gov ↗
PRKSUnited Parks & Resorts Inc. Sep 22, 5:22 PM ET

United Parks appoints Kyle Miller as President; CCO Christopher Finazzo to resign

Neutral leadership Written later 5.025.03

United Parks & Resorts named Kyle Miller, its Chief Parks Operations Officer, as President effective September 22, 2026, with CEO Marc Swanson remaining in his role. The company also amended its bylaws to allow the CEO and President roles to be held by separate people, and Chief Commercial Officer Christopher Finazzo said he will resign effective September 25, 2026.

  • Kyle Miller, 49, appointed President effective September 22, 2026; he has been Chief Parks Operations Officer since January 2023 and joined the company in 1995
  • Miller's pay includes a $400,000 base salary, a bonus target of 150% of salary, and a long-term incentive target of 300% of salary
  • Bylaws amended effective September 22, 2026 to allow separate CEO and President roles
  • Christopher Finazzo notified the company on September 19, 2026 of his resignation as Chief Commercial Officer, effective September 25, 2026
Read the filing on SEC.gov ↗
RTBRTB Digital, Inc. Sep 22, 5:16 PM ET

RTB Digital sells $5.5 million in private stock sale and lends same sum at 20%

Neutral financing Written later 1.013.02

On September 16 and 22, 2026, RTB Digital entered into agreements to sell 494,159 restricted shares of common stock at $11.13 per share, for gross proceeds of $5.5 million, to investors that include entities affiliated with its founders and principal stockholders. In the same period, the company agreed to lend $5.5 million to borrowers at 20% per annum, secured by equity the borrowers own. Shareholders should note the share lock-up schedule, which releases the new shares in four 25% tranches from May 2027 to February 2028.

  • 494,159 shares at $11.13 per share, $5.5 million gross proceeds, sold under Regulation 506(b) without a broker-dealer.
  • Investors include persons and entities affiliated with founders and principal stockholders.
  • Lock-up releases of 25% each on May 12, 2027, August 12, 2027, November 12, 2027, and February 14, 2028.
  • Company lent $5.5 million to borrowers at 20% per annum; the 8-K signature block names RYVYL Inc. rather than RTB Digital.
Read the filing on SEC.gov ↗

Plutonian II signs $500 million merger agreement with Australian firm NT1 Pty Ltd

Neutral m&a Written later 1.01

On September 3, 2026, Plutonian Acquisition Corp. II entered a Business Combination Agreement with NT1 Pty Ltd, an Australian company. NT1's shareholders would transfer all their shares to Purchaser in exchange for 50,000,000 Purchaser Shares, valued at $500 million at a deemed $10.00 per share, and Plutonian II would then merge into a subsidiary of Purchaser. The deal requires Plutonian II shareholder approval and other closing conditions, and the agreement can be terminated if closing has not occurred by June 30, 2027.

  • Closing Exchange Consideration is 50,000,000 Purchaser Shares, or $500 million at a deemed value of $10.00 per share, subject to possible adjustment after an independent valuation report.
  • Each Plutonian II ordinary share would convert into the right to receive one Purchaser Share upon the SPAC Merger.
  • Closing requires Plutonian II shareholder approval, Hart-Scott-Rodino antitrust clearance, and FIRB approval under Australian law.
  • Either party may terminate if closing has not occurred by June 30, 2027, and a breach can trigger a $500,000 breakup fee plus expenses.
Read the filing on SEC.gov ↗
HLIHOULIHAN LOKEY, INC. Sep 22, 5:15 PM ET

Houlihan Lokey Holders Approve Incentive Plan, Elect Director Thomas Reichert

Neutral leadership Written later 5.025.077.01

Houlihan Lokey stockholders approved a second amended and restated 2016 Incentive Award Plan at the September 16, 2026 annual meeting, reserving 12 million shares and reducing the automatic annual share increase from 6% to 1%. The board also elected Thomas Reichert as an independent director effective October 1, 2026, and named Prabha Sipi Bhandari Chief Legal Officer after General Counsel Christopher Crain retired.

  • Proposal 4 (incentive plan) passed with 161,991,591 votes for and 42,486,557 against
  • Thomas Reichert joins the board effective October 1, 2026, with a $120,000 restricted stock award
  • Prabha Sipi Bhandari appointed Chief Legal Officer and Secretary on September 16, 2026; Christopher Crain, General Counsel since 2004, became Corporate Senior Advisor
  • All three director nominees were elected to terms ending at the 2029 annual meeting
Read the filing on SEC.gov ↗
PKBKPARKE BANCORP, INC. Sep 22, 5:02 PM ET

Parke Bancorp declares $0.20 per share quarterly cash dividend, payable October 16

Neutral shareholder Written later 8.01

Parke Bancorp declared a $0.20 per share cash dividend, payable October 16, 2026, to holders of record as of October 2, 2026. The company said it expects to pay dividends quarterly, but that future dividends are subject to board approval and may be reduced or eliminated.

  • Dividend amount: $0.20 per share in cash
  • Record date: October 2, 2026; payment date: October 16, 2026
  • Board anticipates quarterly dividends, subject to future declaration and possible reduction or elimination
Read the filing on SEC.gov ↗
IRTCiRhythm Holdings, Inc. Sep 22, 5:00 PM ET

iRhythm says HSR waiting period ends for Vital Connect acquisition, closing expected early October

Neutral m&a Written later 7.01

iRhythm Holdings disclosed that the waiting period under the Hart-Scott-Rodino Antitrust Improvements Act expired at 11:59 p.m. Eastern Time on September 18, 2026, for its previously announced merger with Vital Connect, Inc. The company now expects the acquisition to close in early October 2026, subject to customary closing conditions, which clears a regulatory step before completion.

  • HSR waiting period expired at 11:59 p.m. Eastern Time on September 18, 2026.
  • Acquisition of Vital Connect, Inc. is anticipated to close in early October 2026.
  • Closing remains subject to satisfaction or waiver of customary closing conditions.
  • Merger agreement was entered into on August 5, 2026, with Fortis Advisors LLC representing Vital Connect stockholders.
Read the filing on SEC.gov ↗

Calidi Biotherapeutics Announces $1.2 Million Registered Direct Offering

Negative financing Written later 1.018.01

On September 17, 2026, Calidi Biotherapeutics agreed to sell 1,025,640 common shares at $1.17 per share in a registered direct offering, which closed September 21, 2026, with gross proceeds of approximately $1.2 million before offering expenses. The company plans to use the net proceeds for working capital and general corporate purposes. The share sale increases the number of shares outstanding, and the company agreed not to issue additional equity for 45 days after closing.

  • 1,025,640 shares sold at $1.17 per share, for gross proceeds of approximately $1.2 million before offering expenses.
  • Offering closed September 21, 2026; no underwriter or placement agent was engaged, and no underwriting discounts or commissions were paid.
  • Company agreed not to issue or sell equity or equity-linked securities for 45 days after closing, without consent of holders of more than 50% of the shares sold.
  • Directors and executive officers agreed to 60-day lock-up agreements, subject to customary exceptions.
Read the filing on SEC.gov ↗
WMGWarner Music Group Corp. Sep 22, 5:00 PM ET

WMG: Warner Chappell COO Carianne Marshall to step down effective September 30, 2026

Neutral leadership Written later 5.02

Warner Music Group said Carianne Marshall, Co-Chair and Chief Operating Officer of its subsidiary Warner Chappell Music, will step down effective September 30, 2026, and will remain employed through January 8, 2027 to provide transition and advisory services. Her separation agreement provides severance equal to eighteen months of salary, plus bonus eligibility and other payments. The filing does not indicate a change to company financial results, but it reflects a senior leadership departure and related compensation costs.

  • Carianne Marshall steps down as Co-Chair and COO, Warner Chappell Music, effective September 30, 2026
  • Marshall remains employed through January 8, 2027 for transition and advisory services
  • Severance equals eighteen months of salary; also includes a $116,000 lump sum and a one-time equity award with a $1,500,000 grant date value
  • Full separation agreement, dated September 22, 2026, will be filed with the Form 10-K for the fiscal year ending September 30, 2026
Read the filing on SEC.gov ↗
TALOTALOS ENERGY INC. Sep 22, 4:54 PM ET

Talos Energy closes $420 million Gulf of America deepwater acquisition from Shell

Neutral m&a Written later 2.017.018.01

Talos Energy completed its acquisition of deepwater assets in the Gulf of America from Shell Offshore Inc. on September 22, 2026, for a final net cash price of $420 million, which includes a $42.5 million escrow deposit paid earlier. The company also assumed proportionate decommissioning obligations, must provide financial assurance of an estimated $195.5 million, and its borrowing base under the credit agreement rose to $850 million, which matters to shareholders because it changes the company's obligations and borrowing capacity.

  • Final net cash purchase price at closing was $420 million, including the previously escrowed $42.5 million deposit, subject to customary post-closing adjustments.
  • Talos holds a 50% working interest and operatorship in the Coulomb field and a 25% non-operated working interest in the BP-operated Na Kika platform and four associated fields.
  • Initial decommissioning security is estimated at $195.5 million, satisfied through surety bonds at closing; 50% must be provided in cash escrow starting December 31, 2032.
  • Borrowing base increases from $700 million to $850 million; the company expects about $49 million in letters of credit at closing. Third quarter 2026 results are due November 3, 2026.
Read the filing on SEC.gov ↗
LBLandBridge Corp Sep 22, 4:51 PM ET

LandBridge prices upsized $125 million add-on of 6.250% senior notes due 2030

Neutral financing Written later 7.018.01

LandBridge subsidiary DBR Land Holdings priced an upsized $125 million offering of additional 6.250% senior notes due 2030 at 99.375% of par. The company plans to use the net proceeds to repay part of its revolving credit facility, with closing expected October 1, 2026, subject to customary conditions. The filing covers debt financing only and includes no earnings or guidance information.

  • Priced $125 million of 6.250% senior notes due 2030 at 99.375% of par, upsized from the previously announced $100 million.
  • New notes are additional notes under the November 25, 2025 indenture and have identical terms to the $500 million of existing notes.
  • Offering expected to close October 1, 2026; proceeds to repay a portion of revolving credit facility borrowings.
Read the filing on SEC.gov ↗

NTIC: Director Sunggyu Lee will not stand for re-election at 2027 annual meeting

Neutral leadership Written later 5.02

Northern Technologies International said director Sunggyu Lee, Ph.D., notified the company on September 21, 2026, that he will not stand for re-election to its Board of Directors at the 2027 Annual Meeting of Stockholders. The company said his decision was not based on any disagreement over its operations, policies or practices. The filing contains no financial results, and the departure is routine board turnover that takes effect after the meeting scheduled for January 15, 2027.

  • Director Sunggyu Lee, Ph.D., notified the company on September 21, 2026 that he will not seek re-election.
  • The 2027 Annual Meeting of Stockholders is currently scheduled for January 15, 2027.
  • The company states his decision was not due to any disagreement on operations, policies or practices.
Read the filing on SEC.gov ↗
HALOHALOZYME THERAPEUTICS, INC. Sep 22, 4:41 PM ET

Halozyme completes $1.5 billion convertible notes sale due 2033

Neutral financing Written later 1.012.033.02

Halozyme Therapeutics completed the sale of $1,500.0 million of 1.50% Convertible Senior Notes due 2033 on September 22, 2026, including $200.0 million from the initial purchasers' option. The company received net proceeds of approximately $1,471.1 million and plans to use part of them to repurchase existing 2027 and 2028 convertible notes, which adds new debt while potentially reducing older debt.

  • $1,500.0 million aggregate principal of 1.50% Convertible Senior Notes due 2033 sold, including a $200.0 million option exercise
  • Net proceeds of approximately $1,471.1 million, with $187.5 million used to fund capped call transactions
  • Expected repurchases of about $217.0 million of 2027 Notes and about $435.5 million of 2028 Notes, including accrued interest
  • Initial conversion price of approximately $139.84 per share; interest paid semi-annually starting April 1, 2027
Read the filing on SEC.gov ↗
RKTORocket One Inc. Sep 22, 4:33 PM ET

Rocket One to acquire drone firm Tracer Drone Technologies under definitive agreement

Neutral m&a Written later 8.01

Rocket One Inc. said it signed a definitive membership interest purchase agreement to acquire 100% of Tracer Drone Technologies, LLC, a New Jersey provider of drone hardware, software, training, maintenance and managed services. The closing is subject to customary conditions, and the filing does not state a purchase price, so shareholders cannot yet judge the deal's financial effect.

  • Agreement executed September 18, 2026; announced September 22, 2026
  • Rocket One would acquire 100% of Tracer, which would become a wholly owned subsidiary upon closing
  • Closing depends on satisfaction or waiver of customary conditions; the filing gives no purchase price or financial terms
Read the filing on SEC.gov ↗

Ares Commercial Real Estate sells North Carolina office property for $64 million

Neutral m&a Written later 2.01

A wholly-owned subsidiary of Ares Commercial Real Estate completed the sale of a multi-building North Carolina office property to an unaffiliated buyer on September 18, 2026, for a $64 million cash price. The company had taken legal title to the property through a deed in lieu of foreclosure in 2024 and had classified it as held for sale since the first quarter of 2026, so the sale removes a held-for-sale asset from the balance sheet. The pro forma figures are illustrative only and show the property contributed modestly to reported results.

  • Sale completed September 18, 2026, for a cash purchase price of $64 million to an unaffiliated buyer.
  • Estimated cash proceeds net of transaction costs were $61.9 million, per the pro forma balance sheet as of June 30, 2026.
  • Pro forma net loss for the six months ended June 30, 2026 was $8.2 million, versus $5.2 million historical.
  • Pro forma net loss for 2025 was $804,000, versus $902,000 historical.
Read the filing on SEC.gov ↗
NRGVEnergy Vault Holdings, Inc. Sep 22, 4:30 PM ET

Energy Vault secures $25 million delayed draw term loan facility, $18 million drawn

Mixed financing Written later 2.03

Energy Vault's indirect subsidiary Development Vault, LLC signed an amended and restated financing agreement on September 18, 2026 for a senior secured delayed draw term loan with up to $25 million in commitments. The loans carry a 10.0% cash interest rate plus a 7.0% payment-in-kind deferred rate, and the filing says $18 million is outstanding and the facility matures April 16, 2030, with the loans secured by substantially all of the borrower's assets.

  • Facility commitments of up to $25,000,000, with $18 million outstanding as of the A&R Effective Date
  • Interest of 10.0% per annum payable in cash, plus a 7.0% per annum deferred rate payable in kind
  • Matures April 16, 2030; proceeds may fund battery energy storage project acquisitions, sponsor equity and project expenses
  • Secured by a first priority interest in substantially all assets of the borrower and subsidiary guarantors
Read the filing on SEC.gov ↗
CABRCaring Brands, Inc. Sep 22, 4:30 PM ET

Caring Brands names Brian Meadows CFO; consulting fee rises to $15,000 a month

Neutral leadership Written later 1.015.02

Caring Brands appointed Brian R. Meadows as full-time Chief Financial Officer effective September 18, 2026, and amended his consulting agreement through Myall Luna Ventures Inc. to cover the role. The monthly consulting fee rose from $10,000 to $15,000, and the board determined Mr. Meadows no longer qualifies as an independent director. The former interim CFO, Brian John, also left the CFO post and resigned as a director and Chairman on September 16, 2026.

  • Brian R. Meadows named full-time CFO and principal financial officer, effective September 18, 2026
  • Monthly consulting fee to Myall Luna Ventures Inc. increased from $10,000 to $15,000 under the First Amendment dated September 18, 2026
  • Brian John ceased as Interim CFO and principal accounting officer and resigned as director and Chairman on September 16, 2026; Dr. Glynn Wilson appointed Chairman effective September 18, 2026
Read the filing on SEC.gov ↗
QXLQUANTUM X LABS INC. Sep 22, 4:30 PM ET

Quantum X Labs co-CEO Amihay Hadad steps down; Yakov Baranes becomes sole CEO

Neutral leadership Written later 5.02

Quantum X Labs said co-Chief Executive Officer Amihay Hadad stepped down effective immediately on September 22, 2026, and that his decision was not due to any disagreement with the company over operations, policies or practices. Yakov Baranes, co-CEO since May 2026, was appointed sole Chief Executive Officer as of the same date. The filing does not disclose financial results or a successor for any other role.

  • Amihay Hadad stepped down as Co-Chief Executive Officer, effective September 22, 2026
  • Hadad's departure was not the result of any disagreement with the company
  • Yakov Baranes, co-CEO since May 2026, was named sole Chief Executive Officer effective September 22, 2026
Read the filing on SEC.gov ↗
BKHABlack Hawk Acquisition Corp Sep 22, 4:30 PM ET

Black Hawk Acquisition Corp extends business combination deadline to October 22, 2026

Neutral shareholder Written later 8.01

Black Hawk Acquisition Corporation deposited an aggregate of $150,000 into its trust account for public shareholders, extending the period it has to complete an initial business combination by one month, from September 22, 2026 to October 22, 2026. The filing reports a routine extension under the company's existing terms and does not describe a proposed transaction.

  • Extension payment: $150,000 deposited into the trust account for public shareholders
  • Deadline extended one month, from September 22, 2026 to October 22, 2026
  • Filing does not identify a target business or a pending business combination
Read the filing on SEC.gov ↗
GPIGROUP 1 AUTOMOTIVE INC Sep 22, 4:24 PM ET

Group 1 Automotive closes $1.25 billion senior notes offering to fund Hennessy deal

Neutral financing Written later 1.012.038.01

Group 1 Automotive closed a private offering of $1.25 billion in senior notes due 2032 and 2035, with net proceeds of about $1,236.0 million. The company plans to use the proceeds, with cash on hand, to fund its pending acquisition of dealership assets and real estate from Hennessy Automobile Companies. The notes add long-term debt, and if the Hennessy deal does not close by the outside date, the 2032 notes must be redeemed at par plus interest.

  • Two tranches of $625.0 million each: 6.250% notes due February 1, 2032 and 6.625% notes due February 1, 2035
  • Net proceeds of approximately $1,236.0 million after discounts, commissions and estimated expenses
  • Hennessy Acquisition must close by January 6, 2027, or the 2032 notes face a special mandatory redemption at 100% of issue price plus accrued interest
Read the filing on SEC.gov ↗

Worthington Enterprises Q1 net sales rise 13% to $343.9 million; EPS $0.87

Positive earnings Written later 2.028.01

Worthington Enterprises reported fiscal 2027 first-quarter results for the three months ended August 31, 2026, with net sales up 13% to $343.9 million and diluted EPS of $0.87 versus $0.70 a year earlier. Adjusted diluted EPS rose to $0.82 from $0.78, and the company declared a quarterly dividend of $0.20 per share.

  • Net sales rose $40.2 million, or 13%, to $343.9 million, including 6% from acquisitions and 7% from organic growth.
  • GAAP net earnings increased 22% to $42.6 million; adjusted net earnings rose 3% to $40.1 million.
  • Free cash flow increased to $54.0 million from $27.9 million, and the company repurchased 335,000 shares for $18.2 million.
  • Quarterly dividend of $0.20 per share is payable December 29, 2026, to holders of record on December 15, 2026.
Read the filing on SEC.gov ↗
LONALeonaBio, Inc. Sep 22, 4:20 PM ET

LeonaBio warrants become exercisable, could bring $146.2 million if fully exercised by Oct. 19

Neutral financing Written later 8.01

LeonaBio disclosed that its Series A Common Warrants, issued in December 2025 in a private placement, became exercisable on September 18, 2026 and remain exercisable until October 19, 2026. If all warrants are exercised for cash, the company would receive approximately $146.2 million, but the filing warns that some may expire unexercised or be exercised on a cashless basis if the resale registration statement is not effective, which would bring in less or no cash.

  • Warrants cover 23,031,494 common shares at an exercise price of $6.35 per share.
  • Warrants became exercisable September 18, 2026 and expire to exercise after October 19, 2026.
  • Full cash exercise would provide approximately $146.2 million of additional capital.
Read the filing on SEC.gov ↗
REBNReborn Coffee, Inc. Sep 22, 4:17 PM ET

Reborn Coffee gets Nasdaq notice for stockholders' equity below $2.5 million minimum

Negative legal/regulatory Written later 3.01

Reborn Coffee received a Nasdaq notice on September 16, 2026, saying it no longer meets the minimum $2,500,000 stockholders' equity requirement for continued listing on the Nasdaq Capital Market. The company reported stockholders' equity of $735,642 in its June 30, 2026 Form 10-Q, and it must submit a plan to regain compliance by November 2, 2026. The notice has no immediate effect on the listing, but the company states there is no assurance its plan will be accepted, and a rejected plan could lead to an appeal to a Nasdaq Hearings Panel.

  • On September 16, 2026, Nasdaq notified the company that its reported stockholders' equity of $735,642 is below the $2,500,000 minimum under Listing Rule 5550(b)(1).
  • The company also does not meet Nasdaq's alternative standards for market value of listed securities or net income from continuing operations.
  • A plan to regain compliance is due by November 2, 2026; if accepted, Nasdaq can grant up to 180 calendar days to regain compliance.
  • A separate Nasdaq notice about the late June 30, 2026 Form 10-Q was closed on September 16, 2026, after the company filed the report on September 14, 2026.
Read the filing on SEC.gov ↗
CRWVCoreWeave, Inc. Sep 22, 4:17 PM ET

CoreWeave Completes $4.2 Billion Convertible Notes Offering Due 2033

Neutral financing Written later 1.013.028.01

On September 22, 2026, CoreWeave completed a private offering of $4.2 billion in 2.875% convertible senior notes due April 1, 2033, including $500 million from the full exercise of the initial purchasers' option. The notes are senior unsecured obligations, guaranteed by certain subsidiaries, and can be settled in cash, shares or a combination, at CoreWeave's election. For shareholders, the notes add debt and could dilute holders on conversion, with up to 52,578,540 shares issuable at the maximum conversion rate, while capped call transactions are intended to reduce that dilution.

  • Notes total $4.2 billion, including $500 million from the full exercise of the initial purchasers' option; they bear 2.875% interest, payable April 1 and October 1, beginning April 1, 2027.
  • Initial conversion price is approximately $97.85 per share, a premium of about 22.50% over the September 17, 2026 last reported sale price of $79.88.
  • A maximum of 52,578,540 Class A shares may be issued on full conversion, based on the maximum conversion rate of 12.5187 shares per $1,000 principal amount.
  • CoreWeave may redeem the notes for cash from April 5, 2030 under certain conditions; holders may require repurchase at par plus accrued interest after a fundamental change.
Read the filing on SEC.gov ↗
ASBASSOCIATED BANC-CORP Sep 22, 4:16 PM ET

Associated Banc-Corp's General Counsel Randall Erickson to retire October 13, 2026

Neutral leadership Written later 5.02

Associated Banc-Corp said its General Counsel and Corporate Secretary, Randall J. Erickson, will retire from that role effective October 13, 2026. He will then serve as Attorney-Advisor through January 4, 2027, under a letter agreement that keeps his base salary, retirement benefits and incentive awards in place, which is a routine executive transition.

  • Randall J. Erickson retires as Executive Vice President, General Counsel and Corporate Secretary effective October 13, 2026
  • He will serve as Attorney-Advisor, reporting to the CEO, through the Retirement Date of January 4, 2027
  • He keeps his current base salary and receives the full 2026 short-term incentive amount per applicable metrics
  • Unvested awards under the 2025-2027 and 2026-2028 LTIPP continue to vest under the 2025 Equity Incentive Plan
Read the filing on SEC.gov ↗
KBHKB HOME Sep 22, 4:15 PM ET

KB Home Q3 revenue falls 20% to $1.30 billion; diluted EPS $1.05 vs. $1.61

Negative earnings Written later 2.02

KB Home reported results for the quarter ended August 31, 2026. Revenues fell 20% to $1.30 billion, net income dropped to $65.3 million from $109.8 million, and diluted earnings per share were $1.05, down from $1.61. Management kept its full-year 2026 deliveries, housing revenue and margin guidance within the ranges it last gave, but the lower quarterly profit reduces earnings for shareholders.

  • Revenues were $1.30 billion, down 20%, and homes delivered fell 19% to 2,732.
  • Housing gross profit margin was 16.5%, compared to 18.2%, and homebuilding operating income was $67.1 million, compared to $131.2 million.
  • Net orders fell 12% to 2,604, while backlog value rose 3% to $2.05 billion.
  • Full-year 2026 guidance was not changed; fourth-quarter deliveries are expected at 3,000 to 3,500 homes.
Read the filing on SEC.gov ↗

Palmer Square Capital BDC declares $0.02 third quarter 2026 supplemental dividend

Neutral shareholder Written later 8.01

Palmer Square Capital BDC Inc. (NYSE: PSBD) declared a third quarter 2026 supplemental dividend of $0.02 per share, in addition to a previously declared $0.36 per share base dividend. The supplemental dividend is paid from quarterly undistributed net investment income above the base dividend, so shareholders of record receive an extra payment on the same date as the base dividend.

  • Supplemental dividend of $0.02 per share for the third quarter of 2026
  • Record date is September 25, 2026, and payment is October 13, 2026
  • Base dividend of $0.36 per share is payable on the same dates
Read the filing on SEC.gov ↗

TriSalus Receives FDA 510(k) Clearance for TriNav Advance Device

Neutral product/contract Written later 8.01

TriSalus Life Sciences said it received FDA 510(k) clearance for its TriNav Advance device, an addition to its Pressure-Enabled Drug Delivery portfolio. The company expects to begin commercialization with the clearance and plans a limited market release over the coming weeks.

  • FDA 510(k) clearance announced September 22, 2026 for TriNav Advance
  • Device can be used in telescoping configuration with a compatible microcatheter to reach smaller, distal vessels, or in high-flow configuration without one
  • Company intends to initiate a limited market release over the coming weeks
Read the filing on SEC.gov ↗
PUMPProPetro Holding Corp. Sep 22, 4:14 PM ET

ProPetro's PROPWR signs contracts to commit about 230 MW of power to Targa Resources

Positive product/contract Written later 7.01

ProPetro said its PROPWR unit has signed new long-term contracts to commit about 230 megawatts of power generation capacity to a subsidiary of Targa Resources Corp., a Permian Basin energy infrastructure company. With these contracts, total capacity committed under contract for PROPWR is about 510 MW, after removing previously announced oil and gas power capacity that is no longer committed.

  • New contracts commit about 230 MW of behind-the-meter power to a Targa subsidiary.
  • Total capacity committed under contract for PROPWR is now about 510 MW.
  • Full deployment is expected in early 2028, and the company says it may make additional megawatts available for data center deployments in 2027 and beyond.
Read the filing on SEC.gov ↗
HUCKHuckleberry.ai, Inc. Sep 22, 4:11 PM ET

Huckleberry completes sale of Domo business to Progress Software, receives $221.0 million

Neutral m&a Written later 1.022.015.037.018.01

Domo, Inc. completed the sale of substantially all of its assets and employees to Progress Software Corporation on September 22, 2026, and received approximately $221.0 million in cash. The company renamed itself Huckleberry.ai, Inc., repaid its credit facility in full, and says it is now debt-free while retaining more than $900 million in net operating loss carryforwards.

  • Received approximately $221.0 million in cash at closing on September 22, 2026, or about $4.46 per share according to the press release.
  • Loan and Security Agreement dated August 8, 2023 terminated; all borrowings and accrued interest and fees paid in full.
  • Warrants issued in February 2024 and August 2024 repurchased for approximately $10.0 million in aggregate.
  • Common stock to trade as HUCK on the Nasdaq Global Market effective September 24, 2026, replacing the DOMO symbol; Josh James continues as CEO.
Read the filing on SEC.gov ↗
PRGSPROGRESS SOFTWARE CORP /MA Sep 22, 4:08 PM ET

Progress Software completes $400 million acquisition of Domo's AI and data platform

Neutral m&a Written later 2.017.01

Progress Software completed its purchase of substantially all assets and certain assumed liabilities of Domo's AI and data platform business on September 22, 2026, under an agreement dated July 22, 2026. Progress paid $400 million in cash, funded from cash on hand and an existing revolving credit facility. The filing does not give the deal's financial impact, which Progress says it will discuss on its third-quarter earnings call, and financial statements will follow in an amendment.

  • Purchase price of $400 million in cash, funded by cash on hand and an existing revolving credit facility
  • Domo adds a customer base of over 2,400 businesses, according to the press release
  • Progress will address the financial impact on its third-quarter earnings call on Wednesday, September 30, 2026, at 5:00pm ET
  • Pro forma and financial statements for the Transaction will be filed by amendment to this 8-K
Read the filing on SEC.gov ↗

GE HealthCare names AT&T CFO Pascal Desroches to board, effective January 4, 2027

Neutral leadership Written later 5.027.01

GE HealthCare appointed Pascal Desroches, Senior Executive Vice President and CFO of AT&T, as a director effective January 4, 2027, and to its Audit Committee and Talent, Culture, and Compensation Committee. The filing says he plans to retire from AT&T on December 31, 2026, and that the appointment adds finance and governance experience to the board.

  • Pascal Desroches joins the GE HealthCare Board effective January 4, 2027.
  • He will serve on the Audit Committee and the Talent, Culture, and Compensation Committee.
  • Desroches has served as CFO of AT&T since 2021 and plans to retire from AT&T on December 31, 2026.
  • He will receive non-employee director compensation and enter into an indemnification agreement with the company.
Read the filing on SEC.gov ↗
THCTENET HEALTHCARE CORP Sep 22, 4:06 PM ET

Tenet Healthcare sells $2 billion of 6.25% senior notes due 2034 to refinance debt

Neutral financing Written later 1.012.03

Tenet Healthcare issued $2 billion of 6.250% senior notes due 2034 on September 22, 2026. The company plans to use the net proceeds, with cash on hand, to redeem its $1.5 billion of 5.125% secured notes due 2027 and partly redeem $0.5 billion of its 6.125% notes due 2028. The deal refinances existing debt, and the filing does not state a change in total debt outstanding.

  • Issued $2,000,000,000 of 6.250% senior notes due 2034 on September 22, 2026
  • Proceeds, with cash on hand, to fund redemption of all $1.5 billion of 5.125% senior secured first lien notes due November 2027
  • Partial redemption of $0.5 billion of 6.125% senior notes due October 2028
  • Notes are redeemable at a make-whole premium before September 15, 2029, and at set redemption prices after that date
Read the filing on SEC.gov ↗
ADCAGREE REALTY CORP Sep 22, 4:05 PM ET

Agree Realty completes $400 million 5.650% senior notes offering due 2036

Neutral financing Written later 1.012.038.01

Agree Limited Partnership, a subsidiary of Agree Realty Corporation, completed a $400 million underwritten offering of 5.650% notes maturing October 15, 2036, with the parent and certain subsidiaries guaranteeing the debt. The offering closed September 22, 2026 with net proceeds of approximately $390.1 million after the underwriting discount and estimated expenses, adding to the company's debt load.

  • Notes: $400 million principal, 5.650% interest, maturing October 15, 2036
  • Underwriters paid 97.847% of principal; offering closed September 22, 2026
  • Estimated net proceeds to the issuer of approximately $390.1 million
  • Indenture includes limits on additional indebtedness and a requirement to maintain unencumbered assets
Read the filing on SEC.gov ↗
AYTUAYTU BIOPHARMA, INC Sep 22, 4:05 PM ET

Aytu BioPharma Q4 revenue rises 6.4% to $16.1 million; full-year revenue falls 13.3%

Mixed earnings Written later 2.02

Aytu BioPharma reported fiscal 2026 fourth-quarter net revenue of $16.1 million, up 6.4% from $15.1 million a year earlier, and a net loss of less than $0.1 million, versus a $19.8 million loss in the prior-year quarter. For the full year, net revenue fell 13.3% to $57.6 million and the net loss widened to $14.3 million from $13.6 million, while Adjusted EBITDA was negative $3.7 million compared with $9.2 million, reflecting planned investments in the EXXUA launch.

  • Q4 fiscal 2026 net revenue was $16.1 million versus $15.1 million; EXXUA contributed $3.9 million and ADHD Portfolio revenue fell to $10.4 million from $13.1 million.
  • Full-year fiscal 2026 net revenue was $57.6 million versus $66.4 million, and full-year net loss was $14.3 million, or ($1.16) per share, versus $13.6 million, or ($2.16) per share.
  • Q4 Adjusted EBITDA was $0.5 million versus $2.0 million a year earlier; cash and cash equivalents were $26.3 million at June 30, 2026, compared with $31.0 million at June 30, 2025.
  • The company scheduled a conference call and webcast for September 22, 2026, at 4:30 p.m. Eastern time.
Read the filing on SEC.gov ↗
WYNNWYNN RESORTS LTD Sep 22, 4:05 PM ET

Wynn Resorts units issue $900 million of 6.875% senior notes due 2035

Neutral financing Written later 1.01

Wynn Resorts' subsidiaries issued $900 million of 6.875% senior notes maturing March 15, 2035, under an indenture dated September 22, 2026. Net proceeds, with cash on hand, will redeem the 5.250% senior notes due 2027 of Wynn Las Vegas, LLC, and pay issuance fees and expenses. The filing describes new debt replacing a smaller existing obligation, with covenants limiting sale-leasebacks, liens and mergers.

  • Notes: $900 million aggregate principal, 6.875%, maturing March 15, 2035
  • Proceeds plus cash on hand to redeem in full the 5.250% senior notes due 2027 of Wynn Las Vegas, LLC
  • Interest paid semi-annually on March 15 and September 15, starting March 15, 2027
  • Change of control repurchase price is 101% of principal plus accrued interest
Read the filing on SEC.gov ↗
ECBKECB Bancorp, Inc. /MD/ Sep 22, 4:04 PM ET

ECB Bancorp appoints Matthew J. Cushing as director and Audit Committee member

Neutral leadership Written later 5.02

ECB Bancorp's board appointed Matthew J. Cushing as a director of the company and its subsidiary, Everett Co-operative Bank, on September 16, 2026. He also joined the Audit Committee and will receive the non-employee director compensation program terms outlined in the 2026 proxy statement.

  • Appointed September 16, 2026, with a term expiring at the 2027 annual shareholder meeting
  • Also appointed to the Audit Committee of the Company and Bank boards
  • Filing states no related-party transactions requiring disclosure under Item 404(a) of Regulation S-K
Read the filing on SEC.gov ↗
HPHelmerich & Payne, Inc. Sep 22, 4:04 PM ET

Helmerich & Payne raises CEO Adams' base salary to $1 million, boosts CFO Scruggs pay

Neutral leadership Written later 5.02

Helmerich & Payne's board ratified pay increases for CEO Trey Adams and CFO Todd Scruggs, effective October 1, 2026. Adams' base salary rises to $1,000,000 and Scruggs' to $570,000, with higher target bonus and equity award levels for fiscal 2027. The changes raise executive pay costs, but the filing discloses no financial results or performance effects.

  • CEO Trey Adams' base salary increases to $1,000,000 effective October 1, 2026
  • Adams' target bonus rises to 130% of base salary and target long-term equity award to 500% of base salary for fiscal 2027
  • CFO Todd Scruggs' base salary increases to $570,000 effective October 1, 2026, with target bonus at 100% of base salary for fiscal 2027
  • Board ratified the changes on September 16, 2026, based on Human Resources Committee approval
Read the filing on SEC.gov ↗
WORXSCWorx Corp. Sep 22, 4:04 PM ET

SCWorx sells 350,000 shares and warrants in $938,000 private placement

Negative financing Written later 1.013.02

On September 16, 2026, SCWorx closed a private placement of 350,000 shares of common stock, each sold with a warrant, to ten accredited investors at $2.68 per share and warrant, for gross proceeds of $938,000 before offering expenses. The filing says the company's shares are not currently trading on The Nasdaq Capital Market, and if trading does not resume by October 31, 2026, purchasers can require the company to return their subscription amounts, which would reverse the sale.

  • 350,000 shares and 350,000 warrants sold at $2.68 per share and accompanying warrant; gross proceeds $938,000; closed September 16, 2026.
  • Warrants have an exercise price of $2.56 per share, are exercisable immediately and expire on the fifth anniversary of the initial exercise date.
  • Placement agent Dawson James Securities receives 49,860 fee shares and a cash fee of 5.0% of gross proceeds, plus expenses up to $50,000.
  • Purchasers may require cash repayment of their subscription amounts if the stock does not resume trading on Nasdaq by October 31, 2026.
Read the filing on SEC.gov ↗
BMEABiomea Fusion, Inc. Sep 22, 4:01 PM ET

Biomea Fusion says topline results for BMF-650 Phase I trial now expected October 2026

Neutral other Written later 8.01

Biomea Fusion updated the expected timing of topline results from its ongoing Phase I GLP-131 trial of BMF-650 in obese, otherwise healthy volunteers, now expected in October 2026. The filing does not disclose any trial data, and the change is a timing update only.

  • Topline results from the Phase I GLP-131 trial of BMF-650 are now expected in October 2026.
  • The trial enrolls obese, otherwise healthy volunteers.
  • The update was announced on September 22, 2026, in a Form 8-K filed under Item 8.01 Other Events.
Read the filing on SEC.gov ↗
VOGXVogenx, Inc. Sep 22, 4:01 PM ET

Vogenx appoints Ken Toombs to board as independent director and Audit Committee chair

Neutral leadership Written later 5.027.01

Vogenx, Inc. appointed Ken Toombs, former Chief Executive Officer of PA Consulting, to its Board of Directors effective September 21, 2026, as an independent Class II director. He also chairs the Audit Committee and sits on the Compensation and Nominating and Corporate Governance committees, and Peter Pieraccini was named Compensation Committee chair in connection with the appointment.

  • Ken Toombs appointed Class II director on September 21, 2026, to serve until the 2028 annual meeting
  • Toombs named Chair of the Audit Committee and also serves on the Compensation and Nominating and Corporate Governance committees
  • Peter Pieraccini appointed Chair of the Compensation Committee, effective September 21, 2026
  • The filing contains no financial results, revenue or guidance
Read the filing on SEC.gov ↗
HGBLHeritage Global Inc. Sep 22, 4:00 PM ET

Heritage Global enters $10.0 million revolving credit facility with C3bank

Neutral financing Written later 1.012.03

Heritage Global Inc. entered into a $10.0 million revolving line of credit with C3bank, National Association, on September 16, 2026, maturing January 16, 2028. The facility is secured by company and subsidiary assets and a pledge of subsidiary equity, and carries restrictions on additional borrowing and asset encumbrance.

  • Revolving line of credit of $10.0 million with C3bank, National Association, dated September 16, 2026
  • Maturity date of January 16, 2028; interest at prime rate plus 1.00%, with a floor of 7.500% per annum
  • Secured by company and subsidiary assets and a pledge of subsidiary equity; proceeds limited to business operations
  • Full agreements to be filed as exhibits to the Form 10-Q for the quarter ended September 30, 2026
Read the filing on SEC.gov ↗

Old Dominion Freight Line: Director John Kasarda retires; Worthing Jackman joins board

Neutral leadership Written later 5.02

Old Dominion Freight Line's board elected Worthing F. Jackman as an independent director effective September 22, 2026, while director John D. Kasarda retired the same day. The filing says Dr. Kasarda's retirement was not due to any disagreement with the company on operations, policies or practices, and Mr. Jackman's pay is a pro rata share of the standard non-employee director program.

  • John D. Kasarda, Ph.D. retired from the Board effective September 22, 2026, with no disagreement cited on company matters.
  • Worthing F. Jackman, 62, was elected to the Board effective September 22, 2026, and named independent under Nasdaq rules.
  • Jackman joins the Governance and Nomination Committee and Talent and Compensation Committee.
  • Jackman's director pay is a pro rata share of a $110,000 annual cash retainer and a $172,000 annual restricted stock award.
Read the filing on SEC.gov ↗
CWCURTISS WRIGHT CORP Sep 22, 1:41 PM ET

Curtiss-Wright names COO Kevin Rayment CEO effective January 1, 2027

Neutral leadership Written later 5.02

Curtiss-Wright's Board appointed Chief Operating Officer Kevin M. Rayment as President and Chief Executive Officer, effective January 1, 2027, and as a Board member at that time. Lynn M. Bamford, CEO since January 2021, will retire as CEO and become Executive Chair on the same date. The filing describes a planned succession, and Rayment's base salary and incentive targets are set out in the filing.

  • Kevin M. Rayment, age 57, joined the company in 2004 and has served as COO since April 2021 and as Executive Vice President since January 2026.
  • Rayment's annual base salary will be $1,100,000, with an annual target bonus of 125% of base salary.
  • Rayment's 2027 long-term incentive award has a target value of $5,225,000, split 30% restricted stock units, 30% performance units and 40% performance share units.
  • Bamford joined the company over 22 years ago and has been Chair since May 2022.
Read the filing on SEC.gov ↗

Capitol Federal Financial's principal accounting officer Tara Van Houweling to leave October 9

Neutral leadership Written later 5.02

Capitol Federal Financial, Inc. disclosed that Tara Van Houweling, a reporting director and principal accounting officer, intends to leave the company effective October 9, 2026, after 23 years of service. CFO Kent Townsend will take over the principal accounting officer role, so the accounting function remains under a senior finance executive during the transition.

  • Tara Van Houweling notified the company of her departure on September 18, 2026, effective October 9, 2026.
  • Van Houweling held the roles of reporting director and principal accounting officer and had 23 years of service.
  • Kent Townsend, Executive Vice President and Chief Financial Officer, will serve as principal accounting officer.
Read the filing on SEC.gov ↗
ONENONE Nuclear Energy Inc. Sep 22, 12:10 PM ET

ONE Nuclear signs forward purchase deal with New Circle for up to 5 million HVII shares

Neutral financing Written later 1.01

Hennessy Capital Investment Corp. VII (HVII) and ONE Nuclear entered into a forward purchase agreement dated September 22, 2026, with New Circle Capital Solutions LP, tied to their pending business combination. The filing says the final redemption payment and per-share price cannot be determined until the combination closes, and it links the deal to HVII shareholder redemption requests.

  • New Circle may buy up to 5,000,000 HVII Class A ordinary shares from third parties and will be prepaid an amount equal to the shares multiplied by the per-share redemption price at closing.
  • The prepayment is due on the earlier of one business day after closing or the date trust account assets are disbursed for the combination.
  • As of September 18, 2026, the redemption price was approximately $10.60 per share, and shareholders had submitted requests to redeem 18,796,132 shares.
  • The agreement matures 90 days after the business combination closes, unless extended in writing.
Read the filing on SEC.gov ↗
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Briefs are written by AI from the filing text and can contain mistakes — open the filing before acting on anything. Impact (1-5) and tone are the AI's reading of the filing for shareholders, not a price forecast. Not investment advice.

Briefs marked “Written later” were written in November 2026 for filings that were by then more than three weeks old, so months before mid-October 2026 hold a selection: every material 8-K of the past year for the 100 largest companies we cover and the last 15 important 8-Ks of every other one. Briefs the number check holds back are not shown or counted. Also: the last 45 days, briefs by company, A–Z and the live SEC filings wire.